Fee Description

Amount

Tenders, Exchanges, Reorganization

$10.00 per customer per issue

Option Exercise/Assignment
If your option contract is exercised (called away or assigned to you).

Account Transfer (ACAT Outgoing)
If you transfer your account from MyTradz™ to
another broker.

$50.00 per account

Transfers/Customers
When a client wishes to have actual paper stock certificates issued to them.

$50.00 + any transfer agent fees

Transfers/Courtesy
When a client wishes to have paper stock certificates issued to them in someone else's name, i.e. a gift
for a child.

$50.00 + any transfer agent fees

Transfers Foreign
Occurs if you want to transfer a stock certificate (Canadian only) from MyTradz™ to another
U.S. brokerage.

transfer agent fee

Transfers Foreign
Takes place if you want to transfer a stock
certificate (Canadian only) from MyTradz™ to a foreign brokerage.

transfer agent fee

Safekeeping Charge
You are billed if you want our clearing firm to hold the physical stock certificate for you.

$60.00 per account annually ($15/quarter) if fewer than 2 trades/yr. Except IRA Accts

Records Research
A request for back tax or account information.

$25.00/HR (2 hour min plus costs)

Cancel & Correction
Example: You purchase a stock in margin and wish to move it to cash.

$10.00 per confirmation

DTC Fee
A direct transfer of securities by wire from a broker
to MyTradz™.

$25.00 per security (outgoing)

Reg T Extension
A 5 day fed call extension.

$10.00 per extension + interest until covered

Rule 144 Filing
For restricted stock sales totaling more than $10,000.00 or 500 shares.

$35.00 + transfer agent fee to re-register

Overnight Mail

$15.00 domestic ($25 international)

Wire Outgoing

$15.00 domestic ($50 international)

Customer Return Check

$25.00 per check

Stop Payment Request

$25.00 per request

Foreign Outgoing Wire

Direct Cost Wire fees, swift charges, etc.